Cybersecurity News Alert – SEC

SEC Cybersecurity News Alert: Today, the Securities and Exchange Commission (SEC) announced that a Des Moines-based broker-dealer and investment adviser has agreed to pay $1 million for its failures in cybersecurity policies and procedures surrounding a cyber-breach.

The charge against Voya Financial Advisors Inc. (VFA) is the first SEC enforcement action charging violations of the Identity Theft Red Flags Rule.


Read more: https://www.sec.gov/news/press-release/2018-213